State Records has recently updated the Adequate Records Management Standard and South Australian Recordkeeping Metadata Standard and created the Contracting and Official Records Standard.Across-Government Standards for Record Management
To promotes the availability of Freedom of Information (FOI) Induction Training as an on-line module via ERNI, State Records E-Resource Network Initiative.Freedom of Information (ERNI) Induction Training
Notifying agencies that May 2007 version of the guideline for agencies making public access determinations for official records which they control is now available.Public Access Determination Guideline for Agencies
Disposal is the process by which official records of agencies are either destroyed, retained or transferred between agencies. The State Records Act, 1997 defines disposal in the following manner:
the destruction or abandoning of records
carrying out any process that makes it impossible to reproduce the information in a record
transferring or delivering ownership of the record.
The disposal process for official records also determines whether the records are of permanent value or temporary value. Permanent value records are to be transferred to State Records of South Australia to form part of the South Australian Archival Collection maintained by State Records. Temporary value records are either retained by an agency on its own site or transferred to an Approve Storage Provider nominated by State Records.
Sections 23 and 24 of the Act allow for the disposal of official records in accordance with determinations made by the Manager [Director] of State Records.
'........... 23. (1) An agency must not dispose of official records except in accordance with a determination made by the Manager [Director of State Records] with the approval of the [State Records] Council.
(2) If an agency requests the Manager to make a determination as to the disposal of official records, the Manager must, as soon as practicable -
(a) with the approval of the Council, make a determination requiring or authorising disposal of the records in a specified manner; or
(b) make a determination requiring delivery of the records into the custody of State Records or retention of the records and later delivery into the custody of State Records.
(3) A determination or approval for the purposes of this section may be a general determination or approval relating to classes of official records.
(4) If there is a dispute as to a determination under this section, the Minister may, on application, determine the matter.
24. (1) If the Manager determines, with the approval of the Council, that an official record in the custody of State Records is not worthy of preservation, the Manager may dispose of the record.
(2) A determination or approval for the purposes of this section may be a general determination or approval relating to classes of official records.
The Manager must, before disposing of a record under subsection (1), obtain the consent of the agency responsible for the record and consult with any other person who has, in the opinion of the Manager, a proper interest in the record. ......'
A Disposal Schedule is a systematic listing of records, created by an organisation or agency, which plans the life of these records from the time of their creation to their disposal. It identifies business activities, classes of records (which result from each activity) and specifies retention periods and disposal action. It ensures that in-active records are disposed of efficiently and effectively in accordance with legislative, evidential, financial, social and historical requirements.
Further information on disposal can be found in Disposal of Official Records.
State Records has developed the following flowchart to assist Agencies and Authorities understand when to use a General Disposal Schedule (GDS) and when to use an Records Disposal Schedule (RDS). The flowchart also clearly identifies which Disposal Schedule to use if appropriate. There is a help commentary to further assist you when scrolling across many of the boxes in the flowchart.
State Records will not authorise the destruction of records that are of relevance to re-establishing family links.
Native Title
Government agencies in South Australia have a crucial role to play in relation to Native Title claims. As a party to Native Title claims, as well as holding the largest information source for indigenous claimants, it is vital that government agencies properly manage records relevant to Native Title claims. Agencies must ensure that they are taking measures to retain those records that may help to support or defend a claim, as destruction of such records may expose their agency, and the government in general, to large financial and legal penalties.
To assist agencies to meet their responsibilities when they are attempting to dispose of official records, State Records, in consultation with the Crown Solicitor's Office, has produced a guideline that outlines the impact of these two issues on disposal.
State Records, in consultation with the Crown Solicitor's Office, has also produced a guideline that assists agencies in Identifying Documents Relevant to Native Title.
General Disposal Schedules (GDS) cover functions common to a number of agencies. A GDS can be used to sentence those records that provide evidence of generic functions and activities carried out by most agencies. For example, personnel, financial management, strategic management, occupational health and safety, etc.
The State Records Council has approved General Disposal Schedules for:
A number of State Records customers have asked how they may load disposal information into their Electronic Document and Records Management Systems (EDRMS) from a new General Disposal Schedule when it is released by State Records.
It is not possible for State Records to release and support electronic versions of our General Disposal Schedules targeted at the wide variety of EDRMS available. However, State Records is able to offer, only from this Internet site, a generic 'upload' version of certain Disposal Schedules - subject to a small number of conditions. These conditions are that State Records:
will supply one generic format only, a spreadsheet format, which has the potential to be used by any EDRMS
will supply the spreadsheet in Microsoft EXCEL 2000 for Windows format
will guarantee that the spreadsheet exactly matches the relevant fields in the full Disposal Schedule (as published in PDF format on the same website)
do not and cannot guarantee that an agency, after consulting the supplier of its EDRMS, can translate it into an import format for its EDRMS database. This will almost certainly involve some form of database scripting by the agency or its supplier.
will not supply any technical advice to support such an effort - that needs to be provided by the agency or its EDRMS supplier.
General Disposal Schedule No.15 (GDS 15), 7th edition, applies to general administrative records created and maintained by State Government Agencies of South Australia.
GDS 15 7th edition was approved by the State Records Council of South Australia on 14 November 2006 for a period of 5 years.
GDS 15 is a function based Disposal Schedule based on the functions and activities common to most Agencies e.g. Personnel, Information Management, Financial Management etc.
This functional approach is in line with the Australian Standard for Records Management - AS ISO 15489 2002.
GDS 15 6th edition has been superseded by the 7th edition and can no longer be used for sentencing.
GDS 15 7th edition is available for download as two documents:
An Introduction to GDS 15 7th edition
The Schedule for GDS 15 7th edition.
Please note due to formatting issues with converting GDS 15 7th edition into a PDF document, there may be some page number discrepancies within the GDS 15 (7th edition) index. Using the item number in the index for location/reference purposes will ensure that the correct page number is found.
State Records has released a comparison table of GDS 15 7th edition and the preceding edition (GDS 15 - Notification of Changes).
State Records is able to offer, only from this Internet site, a generic 'upload' version of GDS 15 7th edition - subject to the small number of conditions outlined above.
The upload file is a spreadsheet composed of the following 8 columns extracted from the full GDS 15 Schedule:
a Function and Activity class number as detailed in the full schedule
the corresponding Function
the corresponding Activity
the Disposal Type as detailed below
the related disposal action details
a description of the individual Function and Activity involved.
the period before destruction (for TEMPORARY records)
the Disposal Trigger for such a destruction (for TEMPORARY records).
The Disposal Types have been categorised to adhere to the full GDS 15 Schedule, but with some minor deviations:
TEMPORARY as per the full Schedule
PERMANENT as per the full Schedule
CHECKRDS - in the full Schedule this is flagged as TEMPORARY with a note for an agency to verify if they have replaced the GDS 15 recommendation with an entry in their own Operational Records Disposal Schedule entry
REVIEW in the full Schedule, these entries are all flagged as TEMPORARY with a note to review the records in 2040.
Once the customer has noted these entries (CHECKRDS and REVIEW), they may change all of these entries in the EXCEL spreadsheet to TEMPORARY.
General Disposal Schedule No.16 (GDS 16) provides the guidelines for identifying documents which may be relevant to Native Title Claims.
GDS 16 was approved by the State Records Council of South Australia on February 9th, 1999.
The guidelines in GDS 16 should be used in conjunction with GDS 15 or GDS 20 and must be taken into consideration before any destruction of South Australian Government records takes place.
General Disposal Schedule No.16 contains the guidelines for identifying documents which may be relevant to Native Title Claims. The guidelines must be taken into consideration before any destruction of State Government records takes place. GDS 16 - For Native Title Claims (18 KB PDF File)
General Disposal Schedule No.18 (GDS 18) applies to all operational records created or received by any Ministerial Offices in South Australia.
GDS 18 Version 3 was approved by the State Records Council on 12 December 2006 and is effective until 30 June 2011 (a period of five years).
GDS 18 is a functional-based Schedule, meaning the schedule is based on function or activity within a function, within related organisations.
The functions in use are:
Boards and Committee Management
Finance Management
Information Resource Management
Ministerial Community Relations
Ministerial Government Relations
Personnel.
GDS 18 is available for download below.
Additionally, State Records has produced a guideline to assist with the usage of GDS 18 - Guideline to Usage of GDS 18.
The 3rd edition supersedes the 2nd edition of GDS 18, which can no longer be used for sentencing.
This document contains the introduction and schedule to GDS 18, which covers disposal of records collected by ministers of the South Australian parliament. GDS 18 for Ministerial Offices (313 KB PDF File)
General Disposal Schedule No.20 (GDS 20), version 3, applies to all records, irrespective of format or media, created or received by any Local Government Authorities in South Australia.
GDS 20 was approved by the State Records Council to be effective from 11th March 2003 for a period of 5 years. Please note this date has been extended to 9 April 2009 while a review of GDS 20 version 3 is undertaken by a working group.
GDS 20 has been separated into three documents for ease of downloading.
GDS 20 - Introduction and Table of Contents
GDS 20 - Schedule and Index
GDS 20 - The Appendices.
Changes to the Schedule have been itemised in the GDS 20 - Notification of Changes available below.
State Records is able to offer, only from this Internet site, a generic 'upload' version of GDS 20 - subject to the small number of conditions outlined above.
The upload file is a spreadsheet composed of the following 8 columns extracted from the full GDS 20 Schedule:
a Function and Activity class number as detailed in the full schedule
the corresponding Function
the corresponding Activity
the Disposal Type - PERMANENT or TEMPORARY as categorised in the full GDS 20
the related disposal details
a description of the individual Function and Activity involved
an extraction of the Disposal Period for TEMPORARY records
the Disposal Trigger for disposal of TEMPORARY records.
The State Records Act, 1997 provides for the preservation and management of official records. General Disposal Schedule No 21 (GDS 21) is issued as a determination under Section 23 of the Act.
Section 23 of the State Records Act, 1997 states that no official record may be disposed of without the approval of the State Records Council.
GDS 21 has been developed by State Records to provide state government agencies and local government authorities with the means of disposing of source records and their digitised counterparts after the source records have been rendered into digital format by the process of scanning and capturing into an electronic document and records management system (EDRMS).
The State Records Council approved GDS 21 version 1 on 12 April 2005. GDS 21 version 2 is effective from 14 February 2006 to 30 June 2008 unless revoked earlier. Amendments approved by the State Records Council may be issued during this period.
GDS 21 applies to official records made or received by all state government agencies and local government authorities in South Australia.
The Schedule applies only to records that have been copied as a new version by the process of rendering them into a digital format.
GDS 21 may only be applied to records that are covered by a current and approved GDS or agency specific RDS issued by State Records.
GDS 21 may only be applied to records if the system used to capture, maintain and store digital versions of the records has been certified as meeting the conditions outlined in the standards for systems used to create and capture digitised versions of original source records (see below). A copy of this certification is included in this schedule at Attachment 1.
GDS 21 does not allow for the destruction of paper-based source records deemed to be of permanent value in accordance with an approved GDS or RDS. These records should be transferred to the custody of State Records when no longer required by an agency for current administrative purposes and in any case once 15 years old.
GDS 21 does not apply to other forms of conversion or migration of official records 'born' electronically.
An Operational Records Disposal Schedule (RDS) is used to sentence those official records relating to functions and activities specific to your agency. Some examples are:
archival collection management conducted by State Records
criminal investigations performed by the South Australian Police
education carried out by the Department of Education and Children's Services.
An RDS can be developed by appropriately trained and experienced agency staff or by an independent records management consultant.
Developing an RDS, and getting it approved, is made up of a number of steps.
Preparing and Registering an RDS
An RDS requires a considerable amount of preparation. To assist in this process, State Records has developed a Microsoft WORD template for RDS. For a copy of the template please contact Records Management Enquiries.
An RDS number is required to be obtained from State Records prior to the RDS being developed. Please email Records Management with details of the RDS to be produced. An RDS number will then be forwarded for inclusion in the template.
External Stakeholder / Historian Consultation
Both State Records and the State Records Council consider consultation with appropriate external stakeholders to be an important phase of the preparation of an RDS. This assists in identifying those records that have an enduring nature beyond the current business needs of the agency developing the RDS. Such records are considered of permanent value to the State of South Australia. A Record Advice Sheet has been prepared by State Records to outline the importance of this step and it can be downloaded from the links below.
State Records Internal Disposal Meeting
This next step involves submitting an RDS to an internal disposal meeting of State Records. The meeting allows State Records to review and suggest amendments to the proposed RDS to ensure an appropriate standard. This meeting will also clarify issues and questions that might delay the approval of the RDS by the State Records Council - the approving body. Two Record Advice Sheets have been prepared by State Records to outline this step and the issues involved in preparing an RDS. They can be downloaded from the links below.
What to expect at a State Records Council Meeting
Once the amendments recommended by State Records have been made to the proposed RDS and State Records has determined the schedule in accordance with s23 of the State Records Act, 1997, the RDS is then submitted for approval to a scheduled meeting of the State Records Council. State Records has prepared a Records Advice Sheet to assist an agency to prepare for a State Records Council meeting. It can be downloaded from the links below.
After a State Records Council Meeting
The result of a State Records Council meeting is that an RDS is approved (possibly subject to amendments) or disapproved. Until an original signed copy of the RDS is received by the agency, the RDS cannot be used as a Disposal Schedule. State Records has produced a Records Advice Sheet to outline this step. It can be downloaded from the links below.